Loader, David (2004) Regulation and Compliance in Operations. Derivatives Management Services Ltd.
Full text not available from this repository.Abstract
Preface vii Acknowledgements xvii 1 What is Regulation? 1 2 Regulation and compliance in different markets 21 3 Compliance and operations 35 4 Client protection in the retail markets 51 5 Money laundering 61 6 Fraud and insider dealing 81 7 Operations and breaches of regulation 89 8 The future of regulation 105 Appendix A 113 Appendix B 115 Appendix C 145 Appendix D 173 Useful websites 177 Index 179
| Item Type: | Book |
|---|---|
| Subjects: | H Social Sciences > HD Industries. Land use. Labor > HD28 Management. Industrial Management |
| Depositing User: | Unnamed user with email [email protected] |
| Date Deposited: | 16 May 2023 03:38 |
| Last Modified: | 16 May 2023 03:38 |
| URI: | http://eprint.ulbi.ac.id/id/eprint/1854 |
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